nerc cip

NERC CIP – Stronger, Easier

The NERC CIP standards specify cybersecurity measures required in the North American Bulk Electric System (BES) for grid control centers, large power plants and high-voltage substations. The standards are also used as guidance by many other stakeholders, even in other industries, around the world. A problem with the standards, however, is that they are written in abstract language that is difficult to interpret. For example, the standards effectively forbid OT systems to use IT Active Directory forests, and strongly encourage the use of Unidirectional Gateways – but neither the words “Active Directory” nor “Unidirectional Gateway” appear anywhere in the standards.

This is unfortunate, because Unidirectional Gateways really do strengthen and simplify NERC CIP security and compliance programs. Unidirectional Gateways are used routinely at the IT/OT interface in power plants – providing OT data to IT users and applications, with no risk at all of cyber attacks “leaking” through the gateways back into protected networks. Unidirectional Gateway technology is currently deployed to protect roughly 1/3 of the power produced in the North American grid. Unidirectional Gateways are also used to protect inter-utility ICCP connections in Balancing Authorities (BA’s) and Transmission System Operators (TSO’s). And the gateways are starting to be used to protect sub-networks of protective relays in power plants and high voltage substations.

NERC CIP Standards Subject to Enforcement

Number Title Specifies
CIP-002
BES Cyber System Categorization
Which kinds of computer systems must use which rules
CIP-003
Security Management Controls
How a CIP program must be documented
CIP-004
Personnel & Training
Background checks, training programs, etc.
CIP-005
Electronic Security Perimeters
Network segmentation & remote access rules
CIP-006
Physical Security of BES Cyber Systems
Physical security for areas containing CIP-covered systems
CIP-007
Systems Security Management
Anti-virus, security updates & other host-based measures
CIP-008
Incident Reporting and Response Panning
Security incident response rules
CIP-009
Recovery Plans for BES Cyber Systems
Backups & related measures
CIP-010
Configuration Change Management & Vulnerability Assessments
Planning for, documenting, & testing changes + periodic assessments
CIP-011
Information Protection
Rules for protecting design information, erasing systems before disposal, etc.
CIP-012
Communications Between Control Centers
Encrypted communications between grid control centers
CIP-013
Supply Chain Risk Management
Supplier risk assessments & related measures
CIP-014
Physical Security
Physical security measures for high-voltage substations

NERC CIP Unidirectional Exemptions

NERC CIP standards recognize that Unidirectional Gateways are stronger than firewalls and in fact provide engineering-grade protection to industrial operations, rather than only IT-grade protection.
The standards express this recognition by providing exemptions from 37 requirements for unidirectionally-protected BES Cyber Systems – 37 out of the roughly 125 requirements in the standards family. It is unfortunate that, while the CIP drafting team clearly understood the benefits of using Unidirectional Gateways, their abstract language makes it difficult for readers of the standard to understand these same benefits.

The resources on this page are provided in hopes of clarifying the role of Unidirectional Gateways in simplifying and reducing the cost of strong NERC CIP security and compliance programs.

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